AML Entity Form

For the legal work you have asked us to undertake for you, we may have asked you to provide us with additional information to complete our obligations under the Anti-Money Laundering and Counter Financing of Terrorism Act 2009 Act, before we can start working for you.

That additional information sought may relate to;

• the entity to be used; and/or
• the source of wealth or funds

If that is the case, and we have asked you to provide that information, please complete this form to the best of your ability and knowledge.

Once you have completed and submitted this form, you and we will receive by email a copy of the questions and your answers and responses.

If you need to take a break from the form you can do so, by clicking the Save and Continue Later link at the bottom of each page and you will receive an email with a link to allow you to resume where you left off. Your answers will all be saved automatically.

Controlling Persons and Beneficial Owners of the Entity

Please note for this question;

• “Controlling Person” is someone who has effective control of the Entity (for example a Director of a company, a Trustee, or settlor of a Trust, or an Executor of a Will or Estate, and also anyone who acts on behalf of the Entity (for example an agent or someone holding a Power of Attorney).
• "Beneficial Owner" is someone who owns (directly or indirectly) more than 25% of an incorporated entity (for example a company).

Relevant Documents

If you are able to send us copies of the following documents identified below, please select from the following list.

Source of Wealth/Funds

For the purpose of this enquiry, “Source of Wealth” means identifying the origin of ALL your assets. “Source of Funds” refers to the origin of the funds used for the particular transaction you have engaged us for.